Capital Markets Law
Capital Market Instruments
II-5.1 Communiqué on Prospectus and Issue Document
VII-128.1 Communiqué on Shares
VII-128.4 Communiqué on Foreign Capital Market Instruments and Depository Certificates and Foreign Investment Funds
VII-128.3 Communiqué On Warrants And Certificates
II-16.1 Communiqué on Principles Pertaining to Removal of Corporations from the Scope of Law and Obligation of Trading of Shares on the Exchange
II-16.2 Communiqué on Principles Regarding Joint-Stock Corporations Under Management Control of Cooperatives or Cooperative Unions or Central Unions of Cooperatives
II-18.1 Communiqué on Authorized Capital System
II-19.1 Communiqué on Dividends
II-22.1 Communiqué On Buy-Backed Shares
II-23.2 Communiqué on Merger and Demerger
II-26.1 Communiqué on Takeover Bids
II-27.2 Communiqué of Squeeze-out and Sell-out Rights
II-30.1 Communiqué on Voting by Proxy and Proxy Solicitation
Public Disclosure
II-15.2 Communiqué On Material Events Disclosure Regarding Non-Publicly Traded Corporations
VII-128.6 Communiqué on Public Disclosure Platform
Investment Firms, Investment Services and Activities
III-35/A.1 Communiqué on Equity-Based Crowdfunding
III-37.1 Communiqué on Principles Regarding Investment Services, Activities and Ancillary Services
III-39.1 Communiqué on Principles of Establishment and Activities of Investment Firms
III-45.1 Communiqué on Documentation and Record-Keeping System Regarding Investment Services and Activities and Ancillary Services
III-45.2 Communiqué on Principles Regarding Repo and Reverse Repo Transactions of Intermediary Institutions
Collective Investment Schemes
Pension Fund Regulation
III-48.3 Communiqué on Principles of Venture Capital and Private Equity Investment Companies
III-48.5 Communiqué Relating to the Principles for Securities Investment Companies
III-52.1 Communiqué on Principles of Investment Funds
III-52.2 Communiqué on Principles of Exchange Traded Funds
III-52.4 Communiqué on Principles of Venture Capital Investment Funds
III-55.1 Communiqué on Principles Regarding Portfolio Management Companies and Activities of Such Companies
III-56.1 Communiqué on Portfolio Depositary Service and Providers of Such Service
II-14.2 Communiqué on Principles Regarding Financial Reporting of Investment Funds
VIII.128.5 Communiqué on Principles of Performance Presentation and Performance-Based Remuneration for Individual Portfolios and Collective Investment Schemes, and of Grading and Ranking Activities of Collective Investment Schemes
Housing and Asset Finance and Mortgage Finance Companies
III-60.1 Communiqué on Principles Regarding Mortgage Finance Companies
Independent Auditing, Rating and Appraisal
Serial VIII, No. 51 Communiqué on Principles of Rating Activities and Rating Agencies in Capital Markets
III-62.3 Communiqué on Real Estate Appraisal Firms Operating in Capital Markets
III-62.2 Communiqué on Independent Audit of Information Systems
Investor Compensation
Investor Compensation Centre Regulation
Regulation on Procedures and Principles Regarding Investor Compensation and Gradual Liquidation of Investment Firms
Supervision and Measures
V-101.1 Communiqué on Measures to be Taken for Insider Trading and Manipulation Investigations
V-102.1 Communiqué on Obligation of Notification Regarding Insider Trading or Market Manipulation Crimes
VI-103.1 Communiqué on Payment of Net Trading Earnings by Executives of Issuers to Issuers
VI-104.1 Communiqué on Market Abuse
Other Issues
VII-128.9 Communiqué on Management of Information Systems